Information Collection Request
Rule 15g-5; Disclosure of Compensation of Associated Persons in Connection with Penny Stock Transactions
ICR 202406-3235-001 · OMB 3235-0394 · Received in OIRA
Forms and Documents
Document Name | Status |
|---|---|
Supplementary Document | 2024-08-19 |
Supplementary Document | 2024-08-19 |
Supporting Statement A | 2024-06-05 |
Supplementary Document | 2021-10-25 |
Supplementary Document | 2021-10-25 |
Supplementary Document | 2018-10-19 |
89 FR 67114 (OMB 3235-0394).pdfIC Document Collections
| IC ID | Document Title | Status | |
|---|---|---|---|
| 34991 | Modified |
Rule 15g-5; Disclosure of Compensation of Associated Persons in Connection with Penny Stock TransactionsICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0394 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 202107-3235-011 |
| Agency Tracking No | TM-270-348 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |