Information Collection Request

Recordkeeping and Disclosure Requirements Associated with Securities Transactions Pursuant to Regulation H

ICR 202402-7100-003 · OMB 7100-0196 · Historical Active

⚠️ Notice: This information collection may be outdated. More recent filings for OMB 7100-0196 can be found here:

Forms and Documents

Document Name	Status
FRH3_20240227_83c.pdf Justification for No Material/Nonsubstantive Change	2024-02-27

IC Document Collections

IC ID	Document Title	Status
36201	Recordkeeping Section 208.34(g) State member banks (de novo) Establish policies and procedures	Modified
246023	Disclosure Section 208.34(g) Officers and employees of state member banks with trust departments Employee quarterly report	Modified
193339	Disclosure Section 208.34(d) State member banks without trust departments Securities transactions	Modified
181520	Disclosure Section 208.34(d) State member banks with trust departments Securities transactions	Modified
180968	Recordkeeping Section 208.34(g) State member banks without trust departments Policies and procedures	Modified
180967	Recordkeeping Section 208.34(c) State member banks without trust departments Securities transactions	Modified
180966	Recordkeeping Section 208.34(g) State member banks with trust departments Employee quarterly report	Modified
180965	Recordkeeping Section 208.34(g) State member banks with trust departments Policies and procedures	Modified
180964	Recordkeeping Section 208.34(c) State member banks with trust departments Securities transactions	Modified

ICR Details

Status	Historical Active
Agency/Subagency	FRS
OMB Control No	7100-0196
Type of Information Collection	No material or nonsubstantive change to a currently approved collection
Previous ICR Reference No	202102-7100-008
Agency Tracking No	FR H-3
Date Submitted to OIRA	2024-02-27
Requested Expiration Date	1969-12-31