Information Collection Request
Rules 17Ad-6, 17 CFR 240.17Ad-6 and 17Ad-7, 17 CFR 240.17Ad-7: Recordkeeping Requirements for Registered Transfer Agents
ICR 202402-3235-015 · OMB 3235-0291 · Received in OIRA
Forms and Documents
Document Name | Status |
|---|---|
Supplementary Document | 2024-05-10 |
Supplementary Document | 2024-05-10 |
Supporting Statement A | 2024-02-29 |
Supplementary Document | 2021-06-25 |
Supplementary Document | 2021-06-25 |
3235-0291.pdfIC Document Collections
| IC ID | Document Title | Status | |
|---|---|---|---|
| 34784 | Modified |
Rules 17Ad-6 and 17Ad-7: Recordkeeping Requirements for Registered Transfer AgentsICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0291 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 202104-3235-011 |
| Agency Tracking No | TM-270-151 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |