Information Collection Request

Rule 10 and Form SCIR

ICR 202304-3235-010 · OMB 3235-0808 · Received in OIRA

Forms and Documents

Document Name	Status
Form Form SCIR Disclosure on Part II of Form SCIR and Website Form	New
Form Form SCIR Filing amended Part I of Form SCIR Form	New
Form Form SCIR Filling out initial Part I of Form SCIR Form	New
Supporting Statement for Proposed Rule 10 and Proposed Form SCIR.pdf Supporting Statement A	2023-04-11

IC Document Collections

IC ID	Document Title	Status
259609	Disclosure on Part II of Form SCIR and Website Form	New
259608	Filing amended Part I of Form SCIR Form	New
259607	Filling out initial Part I of Form SCIR Form	New
259606	Annual delivery of disclosures to customers (Covered BDs)	New
259605	Delivery of disclosures to new customers (Covered BDs)	New
259604	Determination of Signficant Cybersecurity Incident and Immediate Notification to Commission	New
259603	Non-Covered BD - Annual review	New
259602	Non-Covered BD - Policies and Procedures	New
259601	Covered Entity - Annual review	New
259599	Covered Entity - Policies and Procedures	New

ICR Details

Status	Received in OIRA
Agency/Subagency	SEC
OMB Control No	3235-0808
Type of Information Collection	New collection (Request for a new OMB Control Number)
Date Submitted to OIRA	1969-12-31
Requested Expiration Date	1969-12-31