Information Collection Request
Rule 18a-7 – Reports to be Made by Certain Security-Based Swap Dealers and Major Security-Based Swap Participants
ICR 202302-3235-007 · OMB 3235-0749 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0749 can be found here:
Forms and Documents
Document Name | Status |
|---|---|
Form and Instruction |
Modified |
Form and Instruction |
Removed |
Form and Instruction |
Modified |
Supporting Statement A | 2023-04-18 |
Form X-17A-5 FOCUS Report Part IIC for Bank SBSDs
3235-0749 Supporting Statement (Rule 18a-7 Proposed Revision).pdfIC Document Collections
| IC ID | Document Title | Status | |
|---|---|---|---|
| 258490 | New | ||
| 258489 | New | ||
| 258488 | New | ||
| 258487 | New | ||
| 223468 | Modified | ||
| 223466 | Removed | ||
| 223465 | Modified | ||
| 223464 | Removed | ||
| 223463 | Modified | ||
| 223462 | Unchanged | ||
| 223461 | Modified | ||
| 223460 | Modified | ||
| 223459 | Removed | ||
| 223457 | Modified | ||
| 223455 | Removed |
2023 Proposed Amendments to FOCUS Report Signature RequirementICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0749 |
| Type of Information Collection | Revision of a currently approved collection |
| Previous ICR Reference No | 202104-3235-003 |
| Agency Tracking No | TM-270-669 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |