Information Collection Request

Rule 10b-10 Confirmation of Securities Transactions (17 C.F.R. 240.10b-10)

ICR 202211-3235-009 · OMB 3235-0444 · Received in OIRA

⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0444 can be found here:

Forms and Documents

Document Name	Status
3235-0444.pdf Supplementary Document	2023-01-24
3235-0444.pdf Supplementary Document	2023-01-24
DGL REVISED 2022 justification for Rule 10b-10.pdf Supporting Statement A	2022-11-10

IC Document Collections

IC ID	Document Title	Status
35121	Generation of Securities Transaction Confirmation Notices (17 C.F.R. 240.10b-10)	Modified
220137	Electronic Confirmation Processing	Modified
205173	Paper Confirmation Processing	Modified

ICR Details

Status	Received in OIRA
Agency/Subagency	SEC
OMB Control No	3235-0444
Type of Information Collection	Extension without change of a currently approved collection
Previous ICR Reference No	201906-3235-016
Agency Tracking No	TM-270-389
Date Submitted to OIRA	1969-12-31
Requested Expiration Date	1969-12-31