Information Collection Request

Rule 15Fi-2 Trade Acknowledgment and Verification of Security-Based Swap Transactions

ICR 202210-3235-019 · OMB 3235-0713 · Received in OIRA

⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0713 can be found here:

Forms and Documents

Document Name	Status
3235-0713.pdf Supplementary Document	2023-01-27
3235-0713.pdf Supplementary Document	2023-01-27
DGL REVISED 2022 Rule 15Fi-2 Supporting Statement.pdf Supporting Statement A	2022-10-12
3235-0713 30 Day Notice.pdf Supplementary Document	2020-01-16
3235-0713 60 Day Notice.pdf Supplementary Document	2020-01-16
Exchange_Act_Sec._15F.pdf Supplementary Document	2014-03-24

IC Document Collections

IC ID	Document Title	Status
238283	IC4 - Policies and Procedures - Ongoing Burden	Modified
238282	IC2 - Ongoing Support of OMSs	Modified
210892	IC3 - Policies and Procedures - Initial Burden	Modified
210891	IC1 - Initial Modification of OMSs	Modified

ICR Details

Status	Received in OIRA
Agency/Subagency	SEC
OMB Control No	3235-0713
Type of Information Collection	Extension without change of a currently approved collection
Previous ICR Reference No	201909-3235-010
Agency Tracking No	TM-270-633
Date Submitted to OIRA	1969-12-31
Requested Expiration Date	1969-12-31