Information Collection Request
Rule 17a-13 (17 CFR 240.17a-3) Quarterly Security Counts to be made by Certain Exchange Members, Brokers, and Dealers.
ICR 202208-3235-014 · OMB 3235-0035 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0035 can be found here:
Forms and Documents
Document Name | Status |
|---|---|
Supplementary Document | 2022-10-31 |
Supplementary Document | 2022-10-31 |
Supporting Statement A | 2022-08-15 |
Supplementary Document | 2019-11-26 |
Supplementary Document | 2019-11-26 |
3235-0035.pdfIC Document Collections
| IC ID | Document Title | Status | |
|---|---|---|---|
| 34101 | Modified |
Rule 17a-13 (17 CFR 240.17a-3) Quarterly Security Counts to be made by Certain Exchange Members, Brokers, and Dealers.ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0035 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 201908-3235-022 |
| Agency Tracking No | TM-270-027 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |