Loan Transaction and Qualifying Loan Schedule Reports

Forms and Documents

Document Name	Status
Form DFC‐013 Loan Transaction and Qualifying Loan Schedule Reports Form	Modified
MK FY22_4 83-I Questionairre for OMB - DFC-013 NKScmt_SH (002).pdf Supplementary Document	2022-07-25
DFC-013 83-I _signed.pdf Supplementary Document	2019-09-05
FY22_DFC-013 Supporting Statement.docx Supporting Statement A	2022-07-25

IC Document Collections

IC ID	Document Title	Status
237645	Loan Transaction and Qualifying Loan Schedule Reports Form	Modified

ICR Details

OMB Control No: 3015-0011	ICR Reference No: 202207-3015-008
Status: Received in OIRA	Previous ICR Reference No: 201909-3015-003
Agency/Subagency: DFC	Agency Tracking No: DFC-013
Title: Loan Transaction and Qualifying Loan Schedule Reports
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 07/25/2022

	Requested	Previously Approved
Expiration Date	36 Months From Approved	10/31/2022
Responses	600	600
Time Burden (Hours)	2,400	2,400
Cost Burden (Dollars)	46,200	46,200

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Abstract: Semi-annual reporting by partner financial institutions via the Loan Transaction and Qualifying Loan Schedule Reports will be required to monitor financial compliance with the business terms in loan and bond guarantees administered by the DFC’s Office of Development Credit and to analyze the guarantee portfolio and loans placed under guarantee coverage. The information collected in the reports may also play a role, when coupled with other methods and tools, in evaluating program effectiveness.

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Authorizing Statute(s): PL: Pub.L. 115 - 254 1401 Name of Law: The Better Utilization of Investments Leading to Development Act of 2018 (the “BUILD Act”)
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 30209	05/18/2022
30-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 43798	07/22/2022
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Loan Transaction and Qualifying Loan Schedule Reports	DFC‐013	Loan Transaction and Qualifying Loan Schedule Reports.

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	600	600	0	0	0	0
Annual Time Burden (Hours)	2,400	2,400	0	0	0	0
Annual Cost Burden (Dollars)	46,200	46,200	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $67,380

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/25/2022

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