Information Collection

Rule 17a-3(35) Record of Identity of Associate Person Responsible for Account/Individual Burden

IC 231807 under ICR 202204-3235-004 · OMB 3235-0033.

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Information Collection (IC) Details

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IC Title:	Rule 17a-3(35) Record of Identity of Associate Person Responsible for Account/Individual Burden	Agency IC Tracking Number:	TM-240-026

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15l-1 17 CFR 240.17a-3(35)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2,593	Number of Respondents for Small Entity: 1,138

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	177,000,773	75,001,757	101,999,016
Annual IC Time Burden (Hours)	2,360,004	1,000,021	1,359,983
Annual IC Cost Burden (Dollars)	0	0	0

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