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Federal forms, ICRs, and supporting documents

Information Collection Request

Exchange Act Form 10-K

ICR 202203-3235-023 · OMB 3235-0063 · Received in OIRA

Forms and Documents
Document
Name
Status
Form and Instruction
 Modified
Supporting Statement A
2022-04-01
Supplementary Document
2022-03-31
IC Document Collections
IC ID
Document
Title
Status
34213 Modified
ICR Details
3235-0063 202203-3235-023
Received in OIRA 202107-3235-004
SEC CF 270-048
Exchange Act Form 10-K
Revision of a currently approved collection   No
Regular 04/01/2022
  Requested Previously Approved
36 Months From Approved 09/30/2024
8,292 8,292
14,047,638 14,188,040
1,843,438,119 1,893,793,119
Form 10-K is filed by issuers of securities to satisfy their annual report obligations pursuant to Sections 13 and 15(d) of the Exchange Act.
US Code: 15 USC 77g, 77j, 77s(a), 77z-3 Name of Law: Securities Act of 1933
   US Code: 15 USC 78c(b), 78l, 78m, 78o(d) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78w(a) Name of Law: Securities Exchange Act of 1934
  
None
3235-AM41 Final or interim final rulemaking 85 FR 17178 03/26/2020
No
1
IC Title Form No. Form Name
Exchange Act Form 10-K SEC 1673 Form 10-K
  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 8,292 8,292 0 0 0 0
Annual Time Burden (Hours) 14,047,638 14,188,040 0 -140,402 0 0
Annual Cost Burden (Dollars) 1,843,438,119 1,893,793,119 0 -50,355,000 0 0
No
Yes
Changing Regulations
The amendments exclude from the accelerated and large accelerated filer definitions an issuer that is eligible to be a smaller reporting company and that had annual revenues of less than $100 million in the most recent fiscal year for which audited financial statements are available. In addition, the amendments increase the transition thresholds for accelerated and large accelerated filers becoming non-accelerated filers from $50 million to $60 million, and for exiting large accelerated filer status from $500 million to $560 million. Further, the amendments add a revenue test to the transition thresholds for exiting from both accelerated and large accelerated filer status. Finally, the amendments add a check box to the cover page of Form 10-K to indicate whether an internal control over financial reporting auditor attestation is included in the filing. An issuer that is excluded from the definitions of accelerated filer and large accelerated filer is not be subject to accelerated or large accelerated filing deadlines for its annual and quarterly reports or the internal control over financial reporting auditor attestation requirement. The issuer also does not have to provide the disclosure required by Item 1B of Form 10-K and Item 4A of Form 20-F about unresolved staff comments on its periodic and/or current reports or the disclosure required by Item 101(e)(4) of Regulation S-K about whether it makes filings available on or through its Internet website. For Form 10-K, the Commission estimates that the amendments would result in a reduction of approximately 140,402 internal burden hours and a reduction of approximately $50,355,000 in outside professional costs.
$119,447,840
No
    Yes
    No
No
No
No
No
John Fieldsend 202 551-3343
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/01/2022