Information Collection Request

Rule 15g-3; Broker-Dealer Disclosure of Quotations and other Information Relating to the Penny Stock Market

ICR 202106-3235-010 · OMB 3235-0392 · Received in OIRA

⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0392 can be found here:

Forms and Documents

Document Name	Status
3235-0392 30 Day Notice.pdf Supplementary Document	2021-09-15
3235-0392 60 Day Notice.pdf Supplementary Document	2021-09-15
DGL REVISED 2021 15g-3 justification.pdf Supporting Statement A	2021-06-15

IC Document Collections

IC ID	Document Title	Status
34983	Rule 15g-3; Broker-Dealer Disclosure of Quotations and other Information Relating to the Penny Stock Market	Modified

ICR Details

Status	Received in OIRA
Agency/Subagency	SEC
OMB Control No	3235-0392
Type of Information Collection	Extension without change of a currently approved collection
Previous ICR Reference No	201803-3235-017
Agency Tracking No	TM-270-346
Date Submitted to OIRA	1969-12-31
Requested Expiration Date	1969-12-31