Information Collection

Rule 11a-2 (CFR 270.11a-2) under the Investment Company Act of 1940: Offers of Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval.

IC 34724 under ICR 202012-3235-009 · OMB 3235-0272.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0272 can be found here:

Documents and Forms

Document Name Document Type
EDGAR PIA 2016.pdf EDGAR pia IC Document
EDGAR PIA 2016.pdf EDGAR pia IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 11a-2 (CFR 270.11a-2) under the Investment Company Act of 1940: Offers of Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval.	Agency IC Tracking Number:	270-267

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 270.11a-2

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 676	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	676	3	673
Annual IC Time Burden (Hours)	676	675	1
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
EDGAR pia	EDGAR PIA 2016.pdf	04/13/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.