OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Form 40-F

ICR 201911-3235-031 · OMB 3235-0381 · Active

Forms and Documents
Document
Name
Status
Form and Instruction
 Modified
Supporting Statement A
2019-11-29
Supplementary Document
2019-11-25
IC Document Collections
IC ID
Document
Title
Status
34962 Modified
ICR Details
3235-0381 201911-3235-031
Active 201809-3235-003
SEC CF 270-335
Form 40-F
Revision of a currently approved collection   No
Regular
Approved without change 01/14/2020
Retrieve Notice of Action (NOA) 12/06/2019
  Inventory as of this Action Requested Previously Approved
02/28/2022 36 Months From Approved 02/28/2022
132 0 132
14,237 0 14,187
17,084,560 0 17,025,360
Form 40-F is used by certain Canadian issuers to register a class of securities pursuant to Section 12(b) or (g) or to satisfy their annual reporting obligations pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934.
US Code: 15 USC 77g, 77j, 77s(a), 77z-3 Name of Law: Securities Act of 1933
   US Code: 15 USC 78c(b), 78l, 78m, 78n, 78o Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78p, 78w(a), 78mm Name of Law: Securities Exchange Act of 1934
  
None
3235-AM00 Final or interim final rulemaking 84 FR 12674 04/02/2019
No
1
IC Title Form No. Form Name
Form 40-F SEC 2285 Form 40-F
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 132 132 0 0 0 0
Annual Time Burden (Hours) 14,237 14,187 0 50 0 0
Annual Cost Burden (Dollars) 17,084,560 17,025,360 0 59,200 0 0
Yes
Changing Regulations
No
The amendments in Release No. 33-10618 modernize and simplify certain disclosure requirements in Regulation S-K, while continuing to provide all material information to investors. The amendments are also intended to improve the readability and navigability of disclosure documents and discourage repetition and disclosure of immaterial information. We anticipate that the amendments will, in the aggregate, reduce the burdens and costs to registrants associated with compliance with the federal securities disclosure regime. These estimated burden and cost reductions are expected to result primarily from amendments to the Commission’s disclosure requirements that allow registrants, in some circumstances, to eliminate the earliest year of the MD&A discussion; permit registrants, in certain circumstances, to omit, without a confidential treatment request, schedules and attachments that are not material and confidential information in material contracts exhibits that is both (i) not material and (ii) would likely cause competitive harm to the registrant if publicly disclosed; and simplify and modernize executive officer, Section 16(a) compliance and corporate governance disclosure requirements. For purposes of the PRA, we estimate that the amendments to Form 40-F will result in a net increase of 50 burden hours and a net increase in the cost burden of $59,200 for the services of outside professionals.
$102,000,000
No
    No
    No
No
No
No
Uncollected
Dan Greenspan 202 551-3623
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/06/2019