Ownership Report for Noncommercial Educational Broadcast Stations, FCC Form 323-E; Section 73.3615, Ownership Reports

Forms and Documents

Document Name	Status
Form FCC Form 323-E Ownership Report for Noncommercial Educational Broadcast Station Form and Instruction	Modified
FCC Form 323-E - 3060-0084 Nonsubstantive Change Request (April 2019).docx Justification for No Material/Nonsubstantive Change	2019-04-12
3060-0084 Non-Substantive Change Request 03.21.19.docx Justification for No Material/Nonsubstantive Change	2019-04-03
Nonsubstantive change request 3060-0084 (Form 323-E) 11-09-17.docx Justification for No Material/Nonsubstantive Change	2017-11-13
Nonsubstantive change request 3060-0084 10-27-17.docx Justification for No Material/Nonsubstantive Change	2017-10-27
Nonsubstantive change request 3060-0084 (May 2017).docx Justification for No Material/Nonsubstantive Change	2017-05-09
Supporting Statement OMB 3060-0084 (for revised Form 323-E) (April 2019).doc Supporting Statement A	2019-04-12

IC Document Collections

IC ID	Document Title	Status
29567	Ownership Report for Noncommercial Educational Broadcast Station Form and Instruction	Modified

ICR Details

OMB Control No: 3060-0084	ICR Reference No: 201904-3060-005
Status: Historical Active	Previous ICR Reference No: 201904-3060-002
Agency/Subagency: FCC	Agency Tracking No: MB
Title: Title: Ownership Report for Noncommercial Educational Broadcast Stations, FCC Form 323-E; Section 73.3615, Ownership Reports
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 04/22/2019
	Date Received in OIRA: 04/12/2019
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2019	11/30/2019	11/30/2019
Responses	2,636	0	2,636
Time Burden (Hours)	3,867	0	3,867
Cost Burden (Dollars)	2,319,900	0	2,319,900

---

Abstract: On January 8, 2016, the Commission adopted a Report and Order, Second Report and Order, and Order on Reconsideration, FCC 16-1 (323/CORES Order and Reconsideration Order). The 323/CORES Order and Reconsideration Order adopted changes to the ownership reporting requirements that are intended to further improve the ownership data collection. The 323/CORES Order and Reconsideration Order adopts a Restricted Use FRN within CORES that individuals may use solely for the purpose of broadcast ownership report filings. In light of the Commission’s adoption of the Restricted Use FRN, the 323/CORES Order and Reconsideration Order eliminates the availability of the interim Special Use FRN for broadcast station ownership reports, except in very limited circumstances. The 323/CORES Order and Reconsideration Order prescribes revisions to Form 323-E that conform the reporting requirements for noncommercial educational (NCE) broadcast stations more closely to those for commercial stations, including revisions to collect race, gender, and ethnicity information for attributable interest holders; require that CORES FRNs or Restricted Use FRNs be used; and conform the biennial filing deadline for NCE broadcast ownership reports with the biennial filing deadline for commercial station ownership reports. The 323/CORES Order and Reconsideration Order also makes a number of other improvements to the forms that are intended to reduce the filing burdens on broadcasters, streamline the filing process, and increase the quality and usability of the data submitted to the Commission. These changes include extending the biennial filing deadline, reducing the number of filings required, improving the reporting of other broadcast interests, and additional improvements. Please see the non-substantive change justification for the reason behind this change submission to the Office of Management and Budget (OMB) for review and approval.

---

Authorizing Statute(s): US Code: 47 USC 151, 152(a), 154(i), 257, Name of Law: Communications Act of 1934, as amended
   US Code: 47 USC 303(r), 307, 308, 309, 310 Name of Law: Communications Act of 1934, as amended
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
3060-AJ27	Final or interim final rulemaking	81 FR 19432	04/04/2016

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 47391	07/21/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 66017	09/26/2016
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Ownership Report for Noncommercial Educational Broadcast Station	FCC Form 323-E	OWNERSHIP REPORT FOR NONCOMMERCIAL BROADCAST STATIONS

---

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	2,636	2,636	0	0	0	0
Annual Time Burden (Hours)	3,867	3,867	0	0	0	0
Annual Cost Burden (Dollars)	2,319,900	2,319,900	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

---

Annual Cost to Federal Government: $92,550

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/12/2019

---