Rule 30b1-7 (17 CFR 270.30b1-7) under the Investment Company Act of 1940, "Monthly report for money market funds" and Form N-MFP, "Monthly schedule of portfolio holdings of money market funds."

Forms and Documents

Document Name	Status
Form SEC 2847 Form N-MFP, "Monthly schedule of portfolio holdings of money market funds." Form and Instruction	Modified
UPDATED N-MFP Supporting Statement (revised 9.11.19).pdf Supporting Statement A	2019-09-23
60 Day Notice new.pdf Supplementary Document	2019-02-14
30 Day Notice.doc Supplementary Document	2019-02-01

IC Document Collections

IC ID	Document Title	Status
192118	Form N-MFP, "Monthly schedule of portfolio holdings of money market funds." Form and Instruction	Modified

ICR Details

OMB Control No: 3235-0657	ICR Reference No: 201807-3235-010
Status: Active	Previous ICR Reference No: 201601-3235-012
Agency/Subagency: SEC	Agency Tracking No: IM-270-604
Title: Rule 30b1-7 (17 CFR 270.30b1-7) under the Investment Company Act of 1940, "Monthly report for money market funds" and Form N-MFP, "Monthly schedule of portfolio holdings of money market funds."
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 09/23/2019
	Date Received in OIRA: 04/30/2019
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	09/30/2022	36 Months From Approved	09/30/2019
Responses	5,148	0	6,444
Time Burden (Hours)	64,667	0	83,949
Cost Burden (Dollars)	3,179,700	0	4,780,736

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Abstract: Rule 30b1-7 requires investment companies regulated as money market funds under rule 2a-7 of the Investment Company Act to file with the Commission a monthly report of portfolio holdings no later than the second business day of each month. Form N-MFP is the form that sets forth the portfolio holdings information required to be provided under rule 30b1-7.

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Authorizing Statute(s): US Code: 15 USC 80a Name of Law: Investment Company Act of 1940
   PL: Pub.L. 111 - 203 939A Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
  

Citations for New Statutory Requirements: PL: Pub.L. 111 - 203 939A Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 4125	02/14/2019
30-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 16071	04/17/2019
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Form N-MFP, "Monthly schedule of portfolio holdings of money market funds."	SEC 2847	Form N-MFP

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	5,148	6,444	0	0	-1,296	0
Annual Time Burden (Hours)	64,667	83,949	0	0	-19,282	0
Annual Cost Burden (Dollars)	3,179,700	4,780,736	0	0	-1,601,036	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The total annual hour burden of 64,667 hours represents a decrease of 19,282 hours over the previous burden estimate of 83,949 hours. The total annual external cost burden of $3,179,700 represents a decrease of $1,601,036 over the prior burden estimate of $4,780,736. The change in burden hours and external costs is due to a decrease in the number of money market funds filing reports on Form N-MFP.

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/30/2019

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