Form FR 2320 FR 2320 Quarterly Savings and Loan Holding Company Report

FR 2320
OMB Number 7100-0345
Approval expires December 31, 2020
Page 1 of 3

PLEASE READ INSTRUCTIONS PRIOR TO COMPLETION OF THIS REPORT.

Board of Governors of the Federal Reserve System

Quarterly Savings and Loan Holding
Company Report—FR 2320
Report at the close of business as of the last calendar day of the quarter
This Report is required by law: Section 10(b)(2) of the Home
Owners' Loan Act (12 U.S.C. § 1467a(b)(2)), as amended by
Section 369 of the Dodd-Frank Wall Street Reform and
Consumer Protection Act (Pub. L. 111-203, § 369(8)).
This report form is to be filed by savings and loan holding companies. When such savings and loan holding companies are tiered

NOTE: The Quarterly Savings and Loan Holding Company
Report must be signed and attested by the Chief Financial Officer
(CFO) of the reporting savings and loan holding company (or by
the individual performing this equivalent function).

savings and loan holding companies, a lower tier savings and loan
holding company may be required to file as discussed in the
instructions.
The Federal Reserve may not conduct or sponsor, and an organization (or a person) is not required to respond to, a collection of
information unless it displays a currently valid OMB control number.

Date of Report:
Month / Day / Year (SLHC 9999)

I, the undersigned CFO (or equivalent) of the named savings and
loan holding company, attest that the Quarterly Savings and Loan
Holding Company Report for this report date have been prepared
in conformance with the instructions issued by the Federal
Reserve System and are true and correct to the best of my
knowledge and belief.

Printed Name of Chief Financial Officer (or equivalent) (SLHX C490)

Legal Title of Savings and Loan Holding Company (TEXT 9010)

Signature of Chief Financial Officer (or equivalent)

(Mailing Address of the Savings and Loan Holding Company) Street / P.O. Box (TEXT 9110)

Date of Signature (MM/DD/YYYY) (SLHX J196)

City (TEXT 9130)

State (TEXT 9200)

Zip Code (TEXT 9220)

Savings and loan holding companies must maintain in their files a manually signed and attested printout of the data submitted.
Person to whom questions about this report should be directed:

Fiscal Year End (MM) (SLHC 8678)

Name / Title (SLHX 8901)

Stock Exchange Ticker Symbol (SLHC 4539)

Area Code / Phone Number (SLHX 8902)

SEC File Number (SLHC C546)

Area Code / FAX Number (SLHX 9116)

Website Address (78 characters maximum) (SLHC 4087)

E-mail Address of Contact (SLHX 4086)

For Federal Reserve Bank Use Only
RSSD ID
C.I.

S.F.

Public reporting burden for this information collection is estimated to average 2.5 hours per response, including time to gather and maintain data in the required form and to review instructions and complete the information collection. Comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing the burden,
may be sent to Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551, and to the Office of Management and Budget, Paperwork
Reduction Project (7100-0345), Washington, DC 20503.

12/2017

FR 2320
Page 2 of 3

Quarterly Savings and Loan Holding Company Report
(Column A)
Parent Only

Dollar Amounts in Thousands SLHP
1. Total Assets............................................................................... 2170
2. Total Liabilities ........................................................................... 2950
Equity:
3. Perpetual Preferred Stock:
a. Cumulative ...........................................................................
b. Noncumulative.......................................................................
4. Common Stock:
a. Par Value..............................................................................
b. Paid in Excess of Par ..............................................................
5. Accumulated Other Comprehensive Income:
a. Accumulated Gains (Losses) on Certain Securities .......................
b. Gains (Losses) on Cash Flow Hedges ........................................
c. Other ...................................................................................
6. Retained Earnings ......................................................................
7. Other Components of Equity .........................................................
a. Total Holding Company Equity ..................................................
b. Noncontrolling Interests in Consolidated Subsidiaries ....................
8. Total Equity ...............................................................................
9. Total Liabilities and Equity ............................................................
10. Net Income (Loss) Attributable to:
a. Holding Company and Noncontrolling Interests ............................
b. Holding Company...................................................................
11. Dividends Declared Attributable to Holding Company .........................
12. Included in Total Assets:
a. Cash, Deposits, and Investment Securities ..................................
b. Receivable from Subsidiaries:
(1) Savings Association ..........................................................
(2) Other Subsidiaries ............................................................
c. Investment in Subsidiaries:
(1) Savings Association ..........................................................
(2) Other Subsidiaries ............................................................
13. Intangible Assets:
a. Mortgage Servicing Assets .......................................................
b. Nonmortgage Servicing Assets and Other ...................................
14. Deferred Policy Acquisition Costs ..................................................
15. Included in Total Liabilities (Excluding Deposits) Payable to Subsidiaries:
a. Savings Association Subsidiaries
(1) Transactional ...................................................................
(2) Debt ...............................................................................
b. Other Subsidiaries:
(1) Transactional ...................................................................
(2) Debt ...............................................................................
16. Trust Preferred Instruments ..........................................................
17. Other Debt Maturing in 12 Months or Less .......................................
18. Other Debt Maturing In More Than 12 Months ..................................

Amount

(Column B)
Consolidated
SLHC

Amount

2170
2950

1.
2.

8608
8609

8608
8609

3.a.
3.b.

3266
3240

3266
3240

4.a.
4.b.

8434
C506
C507

8434
C506
C507

3250
A130

3250
A130

5.a.
5.b.
5.c.
6.
7.
7.a.
7.b.
8.
9.

3210
3000
3210
3301

G105
3301

4340

G104
4340

J224

J224

10.a.
10.b.
11.

0658

0658

12.a.

C547
C548

12.b.(1)
12.b.(2)

C549

12.c.(1)
12.c.(2)

C550
3164
C551
C076

3164
C551
C076

13.a.
13.b.
14.

C552
C553

15.a.(1)
15.a.(2)

C554
C555

15.b.(1)
15.b.(2)
16.
17.
18.

C556
C078
C558

C556
C078
C558

03/2012

FR 2320
Page 3 of 3

Quarterly Savings and Loan Holding Company Report—Continued
(Column A)
Parent Only

Dollar Amounts in Thousands
19. Reflected in Net Income:
a. Interest Income ......................................................................
b. Dividends:
(1) From Savings Association Subsidiaries .................................
(2) From Other Subsidiaries.....................................................
c. Total Income..........................................................................
d. Interest Expense:
(1) Trust Preferred Instruments.................................................
(2) All Other Debt ..................................................................
e. Total Expenses ......................................................................
f. Total Income Taxes.................................................................
20. Net Cash Flow from Operations Attributable to Holding Company.........

SLHP

Amount

0478
C559
C560
4003

(Column B)
Consolidated
Amount

SLHC

0478

19.a.

4003

19.b.(1)
19.b.(2)
19.c.

C561
C562
4134

C561
C562

3854
3619

3854
3619

19.d.(1)
19.d.(2)
19.e.
19.f.
20.

4134

Supplemental Questions (For line items 21 through 29, enter "1" for yes; enter "0" for no):

SLHC

21. Have any significant subsidiaries of the holding company been formed, sold, or dissolved during the quarter? ...
22. Is the holding company or any of its subsidiaries:
a. A broker or dealer registered under the Securities Exchange Act of 1934? .........................................
b. An investment adviser regulated by the Securities and Exchange Commission or any State?.................
c. An investment company registered under the Investment Company Act of 1940? ................................
d. An insurance company subject to supervision by a State insurance regulator? ....................................
e. Subject to regulation by the Commodity Futures Trading Commission?..............................................
f. Or affiliates conducting operations outside of the U.S. through a foreign branch or subsidiary? ...............

C564

21.

C565

C569
C570

22.a.
22.b.
22.c.
22.d.
22.e.
22.f.

23. Has the holding company appointed any new senior executive officers or directors during the quarter? ........
24. Has the holding company or any of its subsidiaries entered into a new pledge, or changed the terms and
conditions of any existing pledge, of capital stock of any subsidiary savings association that secures
short-term or long-term debt or other borrowings of the holding company?1 ............................................
25. Has the holding company or any of its subsidiaries implemented changes to any class of securities that
would negatively impact investors?1 ...............................................................................................
26. Has there been any default in the payment of principal, interest, a sinking or purchase fund installment, or
any other default of the holding company or any of its subsidiaries during the quarter? 1 ............................
27. Has there been a change in the holding company's independent auditors during the quarter? ....................
28. Has there been a change in the holding company's fiscal year end during the quarter? .............................
29. Does the holding company or any of its GAAP-consolidated subsidiaries control other
U.S. depository institutions? .........................................................................................................

C571

23.

C572

24.

C573

25.

C574
C575
C576

26.
27.
28.

C577

29.

SLHC

30. If located in the U.S. or its territories, provide the FDIC certificate number ............................... C582
C583
C584
C585
C586

C566
C567
C568

FDIC Cert. No.

30.a.
30.b.
30.c.
30.d.
30.e.

1. The Federal Reserve regards information submitted in response to line items 24, 25, and 26 as confidential.

03/2012