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Regulatory Capital Transitions Cover Sheet

ICR 201802-1557-001 · OMB 1557-0319 · Object 80464701.

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Overview

Supplemental Cover Sheet
Supplemental Schedule

Sheet 1: Supplemental Cover Sheet
DFAST-14A OCC Supplemental Schedule







All covered institutions are expected to complete a version of the OCC supplemental schedule for each required scenario







Covered institutions should complete all relevant cells in the corresponding worksheets, including this cover page. Covered institutions should not complete any shaded cells.












Please do not change the structure of this workbook.





Please note that unlike Call Report reporting, all actual and projected income statement figures should be reported on a quarterly basis, and not on a cumulative basis.





Any questions should be directed to DFA165i2.reporting@occ.treas.gov .




















Institution Name:
XYZ

RSSD ID:





OCC Charter ID:
#####



Source:
Bank



Current Year:

(Enter appropriate year)


Planning Horizon Year 1:





Planning Horizon Year 2:





Submission Date (MM/DD/YYYY):

(Enter date)


When Received:












Please indicate the scenario associated with this submission using the following drop-down menu:





Baseline































Baseline





Adverse





Severely Adverse





Bank Baseline





Bank Stress





Additional Scenario 1





Additional Scenario 2











































































Sheet 2: Supplemental Schedule
OCC Supplemental Schedule
Banks that are subsidiaries of large, non-complex firms, as defined by the Board, and Federal savings associations are not required to report this schedule.



Actual in $Millions Projected in $Millions
Item

as of date PQ 1 PQ 2 PQ 3 PQ 4 PQ 5 PQ 6 PQ 7 PQ 8 PQ 9




























Income Statement Items
























Losses associated with loans HFI











Largest Commercial Concentration










1 (Select)











CRE loans











Construction










2 Retail










3 Apartment











Nonfarm, Non-residential











Non-Owner-Occupied










4 Retail










5 Apartment











Corporate Loans











Nonfarm, Non-residential











Owner-Occupied










6 Retail










7 Loans to Investment Firms and Financial Vehicles










8 Loans to Securities Firms and Investment Banking











Non-US exposures










9 Non-US total










10 Brazil










11 China










12 Italy










13 United Kingdom










14 Selected Oil and Gas Lending










15 Retail trade
























Losses associated with loans HFS and loans accounted for under the Fair Value Option











Largest Commercial Concentration










16 (Select)











CRE loans











Construction










17 Retail










18 Apartment











Nonfarm, Non-residential











Non-Owner-Occupied










19 Retail










20 Apartment











Corporate Loans











Nonfarm, Non-residential











Owner-Occupied










21 Retail










22 Loans to Investment Firms and Financial Vehicles










23 Loans to Securities Firms and Investment Banking











Non-US exposures










24 Non-US total










25 Brazil










26 China










27 Italy










28 United Kingdom










29 Selected Oil and Gas Lending










30 Retail trade
























Balance Sheet Items
























Total Loans and Leases











Largest Commercial Concentration










31 (Select)











CRE loans











Construction










32 Retail










33 Apartment











Nonfarm, Non-residential











Non-Owner-Occupied










34 Retail










35 Apartment











Corporate Loans











Nonfarm, Non-residential











Owner-Occupied










36 Retail










37 Loans to Investment Firms and Financial Vehicles










38 Loans to Securities Firms and Investment Banking











Non-US exposures










39 Non-US total










40 Brazil










41 China










42 Italy










43 United Kingdom










44 Selected Oil and Gas Lending










45 Retail trade
























Capital Worksheet Items
























Leverage Exposure for Supplementary Leverage Ratio (Applicable to Advanced Approaches Banks Only)










46 Total on-balance sheet exposures (excluding on-balance sheet assets for repo-style transactions and derivative exposures, but including cash collateral received in derivative transactions)










47 Total derivative exposures










48 Total exposures for repo-style transactions










49 Off-balance sheet exposures










50 Total leverage exposure (sum of items 46, 47, 48 and 49)





- - - - -














Operational Risk Items (adverse and severely adverse)























51 Percentage of total Operational Risk projected losses which represent legal exposure

















































(Select)











Commodities











Distributrion











Financial











Government











Manufacturers











Real Estate











Services











File Typeapplication/vnd.openxmlformats-officedocument.spreadsheetml.sheet
File Title Regulatory Capital Transitions Cover Sheet
File Modified0000-00-00
File Created0000-00-00