Document
Form BE-13a
ICR 201607-0607-003 · OMB 0607-0978 · Object 67331301.
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.AME AND MAILING ADDRESS OF 53 "USINESS %NTERPRISE
%LECTRONIC FILING 'O TO WWWBEAGOVEFILE FOR DETAILS
-AIL REPORTS TO
53 $EPARTMENT OF #OMMERCE
"UREAU OF %CONOMIC !NALYSIS
$IRECT )NVESTMENT $IVISION "%n.)
3ILVER (ILL 2D
7ASHINGTON $#
$ELIVER REPORTS TO 53 $EPARTMENT OF #OMMERCE
"UREAU OF %CONOMIC !NALYSIS
$IRECT )NVESTMENT $IVISION "%n.)
3ILVER (ILL 2D
3UITLAND -$
&AX REPORTS TO
!SSISTANCE
%
MAIL BE BEAGOV
4ELEPHONE
#OPIES OF FORM WWWBEAGOVBE
Company Name
In Care Of
Attention
Street 1
Street 2
City
State
Zip
1
22
3
1
1
1
1
1
Country
4
$UE DATE .O LATER THAN CALENDAR DAYS AFTER THE ACQUISITION IS COMPLETED
7HO MUST REPORT ! "%
! REPORT MUST BE FILED BY A 53 BUSINESS ENTERPRISE WHEN A FOREIGN ENTITY ACQUIRES A VOTING INTEREST DIRECTLY OR INDIRECTLY
THROUGH AN EXISTING 53 AFFILIATE IN THAT 53 ENTERPRISE SEGMENT OR OPERATING UNIT AND THE TOTAL COST OF THE ACQUISITION IS GREATER THAN MILLION
AND BY THIS ACQUISITION AT LEAST PERCENT OF THE VOTING INTEREST IN THE ACQUIRED ENTITY IS NOW HELD DIRECTLY OR INDIRECTLY BY THE FOREIGN ENTITY
).#,5$%
s 0URCHASE OF 53 REAL ESTATE INCLUDING LAND THAT IS INTENDED FOR LEASE OR SALE WITHOUT SIGNIFICANT ADDED CONSTRUCTION
s %STABLISHMENT OF A NEW 53 BUSINESS ENTERPRISE THAT WILL NOT BE DISSOLVED FOR THE SOLE PURPOSE OF COMPLETELY ACQUIRING A SINGLE
53 BUSINESS ENTERPRISE WITHIN DAYS AFTER THE ESTABLISHMENT #ONSOLIDATE THE NEW 53 BUSINESS ENTERPRISE WITH THE ACQUIRED
53 BUSINESS ENTERPRISE ON A SINGLE "%
! REPORT
%8#,5$%
s 0URCHASE OF 53 REAL ESTATE INCLUDING LAND ON WHICH YOU INTEND TO PERFORM CONSTRUCTION 2EPORT EITHER AS PART OF THE HVWDEOLVKPHQW
OF A NEW 53 AFFILIATE &ORM "%
" OR AS THE EXPANSION OF AN EXISTING 53 AFFILIATE &ORM "%
$ WHICHEVER LVDSSOLFDEOH
s !CQUISITION OF VOTING INTEREST IN AN EXISTING 53 AFFILIATE IN WHICH A FOREIGN ENTITY ALREADY HAS A PERCENT VOTING INTEREST
2EPORT RQ)RRM "%
#LAIM FOR %XEMPTION
s 0URCHASE OF 53 REAL ESTATE TO BE HELD EXCLUSIVELY FOR PERSONAL USE AND NOT FOR PROFIT
MAKING PURPOSES
2EPORT ON )ORM "%
#LAIM FOR %XEMPTION
!LTERNATE FORMS
2EPORT ON &ORM "%
" IF A FOREIGN ENTITY OR AN EXISTING 53 AFFILIATE OF A FOREIGN ENTITY ESTABLISHES A NEW LEGAL ENTITY IN THE 5NITED 3TATES AND
THE PROJECTED TOTAL COST TO ESTABLISH THE NEW LEGAL ENTITY IS GREATER THAN MILLION AND
THE FOREIGN ENTITY OWNS PERCENT OR MORE OF THE NEW BUSINESS ENTERPRISES VOTING INTEREST DIRECTLY OR INDIRECTLY
2EPORT ON &ORM "%
$ IF AN EXISTING 53 AFFILIATE OF A FOREIGN PARENT EXPANDS ITS OPERATIONS TO INCLUDE A NEW FACILITY WHERE BUSINESS IS CONDUCTED
AND THE PROJECTED TOTAL COST OF THE EXPANSION IS GREATER THAN MILLION
2EPORT ON &ORM "%
% IF THE 53 BUSINESS ENTERPRISE PREVIOUSLY FILED A "%
" OR "%
$ INDICATING THAT THE ESTABLISHED OR EXPANDED ENTITY IS STILL
UNDER CONSTRUCTION 4HIS FORM WILL COLLECT UPDATED COST INFORMATION AND WILL BE COLLECTED ANNUALLY UNTIL CONSTRUCTION IS COMPLETE
2EPORT ON &ORM "%
#LAIM FOR %XEMPTION IF THE 53 BUSINESS ENTERPRISE
WAS CONTACTED BY "%! BUT DOES NOT MEET THE REQUIREMENTS FOR FILING &ORMS "%
! "%
" OR "%
$ OR
WHETHER OR NOT CONTACTED BY "%! MET ALL REQUIREMENTS FOR FILING &ORMS "%
! "%
" OR "%
$ EXCEPT THE MILLION REPORTING THRESHOLD
6HHSDJH IRUSHQDOWLHVDQGFRQILGHQWLDOLW\VWDWHPHQWV
"%
! n )NSTRUCTIONS AND #ONTACT )NFORMATION
).3425#4)/.3
"IL -IL 4HOUS $OLS
iÌ>ÀÞÊ6>ÕiÃ\Ê2EPORT IN 53 DOLLARS ROUNDED TO THOUSANDS OMITTING
%8!-0,% n )F AMOUNT IS REPORT AS
*iÀViÌ>}iÃ\Ê2EPORT OWNERSHIP PERCENTAGES TO A TENTH OF ONE PERCENT %8!-0,%
³ ³ ³ ³
ÃÌ>ÌiÃ\ )F ACTUAL AMOUNTS ARE NOT AVAILABLE SUPPLY ESTIMATES AND SPECIFY IN THE NOTES SECTION
ivÌÃ\ 5NDERLINED TERMS ARE DEFINED ON PAGE
,iÌiÌÊvÊV«iÃ\ 2ETAIN A COPY OF EACH "%
REPORT FOR THREE YEARS BEYOND THE REPORTS ORIGINAL DUE DATE
Notes
#/.4!#4 ).&/2-!4)/.
0ROVIDE INFORMATION OF PERSON TO CONSULT ABOUT THIS REPORT
Name
1
Street 1
1
Telephone Number
Extension
2
3
Street 2
1
Fax Number
City
1
2
³ ³ ³ ³ ³ ³ ³ ³ ³ ³
³ ³ ³ ³ ³ ³ ³ ³ ³ ³
State
Zip
E-mail Address
2
3
4
./4% "%! USES A 3ECURE -ESSAGING 3YSTEM TO CORRESPOND WITH YOU VIA ENCRYPTED MESSAGE TO DISCUSS QUESTIONS RELATING TO THIS FORM 7E MAY USE
YOUR E
MAIL ADDRESS FOR SURVEY
RELATED ANNOUNCEMENTS AND TO INFORM YOU ABOUT SECURE MESSAGES 7HEN COMMUNICATING WITH "%! BY E
MAIL PLEASE
DO NOT INCLUDE ANY CONFIDENTIAL BUSINESS OR PERSONAL INFORMATION
#%24)&)#!4)/.
4HE UNDERSIGNED OFFICIAL CERTIFIES THAT THIS REPORT HAS BEEN PREPARED IN ACCORDANCE WITH THE APPLICABLE INSTRUCTIONS IS COMPLETE AND IS SUBSTANTIALLY
ACCURATE INCLUDING ESTIMATES THAT MAY HAVE BEEN PROVIDED
Signature of Authorized Official
Date
Name
1
Title
Fax Number
2
3
0AGE
Telephone Number
Extension
1
2
³ ³ ³ ³ ³ ³ ³ ³ ³ ³
³ ³ ³ ³ ³ ³ ³ ³ ³ ³
&/2- "%
! 2%6
"%
! n !CQUISITION )NFORMATION
%8!-0,%
#ONSOLIDATING THE !CQUIRED 53 %NTITY
#ONSOLIDATED REPORTING BY THE ACQUIRED 53 ENTITY (see EXAMPLE 1) 4HE ACQUIRED 86EXVLQHVV
ENTERPRISE ! MUST FILE &ORM "%
$ ON A FULLY CONSOLIDATED DOMESTIC 53 EDVLV,QFOXGHIN THE
CONSOLIDATION EVERY 53 BUSINESS ENTERPRISE " AND # PROCEEDING DOWN EACH OWNERSHIP CHAIN
WHOSE VOTING INTEREST IS MORE THAN PERCENT OWNED BY THE 53 BUSINESS ENTERPRISE DIRECTLY ABOVE
!CQUIRED 53 %NTITY
!CQUIRED 53 "USINESS
%NTERPRISE !
%XCLUDE FROM THE FULL CONSOLIDATION ALL MINORITY
OWNED 53 BUSINESS ENTERPRISES $ AND ALL FOREIGN
BUSINESS ENTERPRISES OWNED BY THIS 53 BUSINESS ENTERPRISE HOWEVER INCLUDE THEM ON AN EQUITY BASIS
53 "USINESS
%NTERPRISE "
s -INORITY
OWNED 53 BUSINESS ENTERPRISES MUST FILE A &ORM "%
#LAIM FOR %XEMPTION IF THE
MINORITY
OWNED 53 BUSINESS HAS NOT PREVIOUSLY FILED A "%
"%
"%
OR "%
(EREINAFTER THE CONSOLIDATED 53 BUSINESSES ARE CONSIDERED TO BE THE @ACQUIRED 53 ENTITY
"USINESS ENTERPRISE MEANS ANY ORGANIZATION
ASSOCIATION BRANCH OR VENTURE THAT EXISTS FOR
PROFIT MAKING PURPOSES OR TO OTHERWISE SECURE
ECONOMIC ADVANTAGE AND OWNERSHIP OF ANY REAL
ESTATE THAT IS NOT HELD FOR PERSONAL USE
53 "USINESS
%NTERPRISE #
6OTING INTEREST IS THE PERCENT OF OWNERSHIP
IN THE VOTING SECURITIES OF AN INCORPORATED
BUSINESS ENTERPRISE RUDQHTXLYDOHQWLQWHUHVW
LQDQUNINCORPORATED BUSINESS ENTERPRISE
53 "USINESS
%NTERPRISE $
!#15)3)4)/. ).&/2-!4)/.
-ONTH
ÊÊ£ÊÊ 7HAT DATE DID A FOREIGN PARENTS DIRECT ANDOR INDIRECT VOTING INTEREST SEE %8!-0,%
IN THE ACQUIRED 53 ENTITY FIRST REACH OR EXCEED PERCENT
$AY
9EAR
?? ?? ?? ?? ?? ?? ?? ??
$IRECT AND )NDIRECT 6OTING )NTEREST
%8!-0,%
&OREIGN #OMPANY 8
&OREIGN PARENT IS THE &)234 ENTITY OUTSIDE THE 5NITED 3TATES
PROCEEDING UP A CHAIN OF OWNERSHIP THAT HAS A PERCENT OR
MORE VOTING INTEREST IN THE 53 AFFILIATE
&OREIGN 0ARENT
&OREIGN
5NITED 3TATES
9 VOTING INTEREST
$IRECT
VOTING
INTEREST
)NDIRECT
9
: VOTING
INTEREST
:VOTING INTEREST
%XISTING 53 !FFILIATES
!FFILIATE MEANS A BUSINESS ENTERPRISE LOCATED IN ONE COUNTRY
THAT IS DIRECTLY OR INDIRECTLY OWNED OR CONTROLLED BY AN ENTITY OF
ANOTHER COUNTRY TO THE EXTENT OF PERCENT OR MORE OF ITS VOTING
STOCK FOR AN INCORPORATED BUSINESS OR AN EQUIVALENT INTEREST FOR
AN UNINCORPORATED BUSINESS ENTERPRISE
!CQUIRED 53 %NTITY
Ó
"IL -IL 4HOUS $OLS
:KDWZDVWKHWRWDOFRVWWRDOOIRUHLJQSDUHQWV¶DIILOLDWHGIRUHLJQJURXSV VHH(;$03/(
DQGTHEIR 53 AFFILIATES FOR THE ACQUISITION THAT OCCURRED ON THE DATE REPORTED IN ÊÊ£ÊÊ
s )NCLUDE THE COST OF VOTING AND NON
VOTING EQUITY INTERESTS
s %XCLUDE THE COST TO ANY 53 ENTITY THAT IS NOT AFFILIATED WITH ANY OF THE FOREIGN PARENTS
!FFILIATED FOREIGN GROUP MEANS
THE FOREIGN PARENT
ANY FOREIGN ENTITY PROCEEDING UP THE FOREIGN PARENTS
OWNERSHIP CHAIN THAT OWNS MORE THAN PERCENT OF THE
ENTITY BELOW IT UP TO AND INCLUDING THAT ENTITY WHICH IS NOT
OWNED MORE THAN PERCENT BY ANOTHER FOREIGN ENTITY AND
ANY FOREIGN ENTITY PROCEEDING DOWN THE OWNERSHIP
CHAINS OF EACH OF THESE MEMBERS WHICH IS OWNED MORE
THAN PERCENT BY THE ENTITY ABOVE IT
!S USED HERE ENTITY IS SYNONYMOUS WITH PERSON
AS THAT TERM IS USED IN THE BROAD LEGAL SENSE
%8!-0,%
!FFILIATED &OREIGN 'ROUP
&OREIGN #OMPANY 8
&OREIGN 0ARENT
&OREIGN #OMPANY 9
&OREIGN #OMPANY :
&OREIGN
5NITED 3TATES
!CQUIRED 53 %NTITY
&/2- "%
! 2%6
&OREIGN COMPANIES 8 9 AND
: AND THE FOREIGN PARENT
COMPRISE THE AFFILIATED FOREIGN
GROUP IN THIS EXAMPLE
0AGE
"%
! n !CQUISITION )NFORMATION
Î
7HAT WAS THE LEGAL NAME OF THE ACQUIRED 53 ENTITY AT THE TIME OF THE ACQUISITION
{
$ID THE ACQUIRED 53 ENTITY USE ANY OTHER NAMES IMMEDIATELY BEFORE OR AFTER THE ACQUISITION
x
9%3
,IST AND DESCRIBE THE NAMES
./
7ERE ANY 53 BUSINESSES ESTABLISHED WITHIN THE LAST DAYS SOLELY TO FACILITATE THE COMPLETE ACQUISITION AND WILL NOT BE DISSOLVED
9%3
,IST THEIR NAMES
./
)F THE ANSWER IS h9%3v CONSOLIDATE THE ESTABLISHED ENTITIES WITH THE ACQUIRED ENTITY WHILE ANSWERING THE REMAINING QUESTIONS ON THIS "%
! &ORM
È
7HAT IS THE ACQUIRED 53 ENTITYgS EMPLOYER IDENTIFICATION NUMBER USED TO FILE INCOME AND PAYROLL TAXES
109
Ç
n
??? ??? ??? ??? ??? ??? ??? ??? ???
!RE THERE ANY 53 BUSINESS ENTERPRISES CONSOLIDATED IN OR OWNED BY THE ACQUIRED 53 ENTITY
n
9ES
.O 3+)0 TO ÊÊÊ
7HAT ARE THE NAMES EMPLOYER IDENTIFICATION NUMBERS AND PERCENT OF VOTING INTEREST TO A TENTH OF ONE PERCENT OF EACH OF THE 53
BUSINESS ENTERPRISES CONSOLIDATED IN OR OWNED BY THE ACQUIRED 53 ENTITY
)NCLUDE ALL 53 BUSINESS ENTERPRISES " # AND $ IN %8!-0,%
0ERCENT OF
6OTING )NTEREST
%MPLOYER )DENTIFICATION .UMBER
.AME OF %ACH 53 "USINESS %NTERPRISE
??? ??? n ??? ??? ??? ??? ??? ??? ???
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³ ³ ³
³
³ ³ ³
³
³ ³ ³
³
³ ³ ³
³
³ ³ ³
³
,IST ADDITIONAL ENTRIES ON A SEPARATE PAGE IF NECESSARY
%8!-0,%
!CQUIRED 53 %NTITY
2EPEATED FROM PAGE
!CQUIRED 53 "USINESS
%NTERPRISE !
53 "USINESS
%NTERPRISE "
"USINESS ENTERPRISE MEANS ANY ORGANIZATION
ASSOCIATION BRANCH OR VENTURE THAT EXISTS FOR
PROFIT MAKING PURPOSES OR TO OTHERWISE SECURE
ECONOMIC ADVANTAGE AND OWNERSHIP OF ANY REAL
ESTATE THAT IS NOT HELD FOR PERSONAL USE
6OTING INTEREST IS THE PERCENT OF OWNERSHIP IN THE
VOTING SECURITIES OF AN INCORPORATED BUSINESS
ENTERPRISE OR AN EQUIVALENT INTEREST
IN AN UNINCORPORATED BUSINESS ENTERPRISE
53 "USINESS
%NTERPRISE #
53 "USINESS
%NTERPRISE $
0AGE
&/2- "%
! 2%6
"%
! n /WNERSHIP )NFORMATION
/7.%23()0 ).&/2-!4)/. &/2 4(% !#15)2%$ 53 %.4)49
0ERCENT OF
6OTING )NTEREST
7HAT PERCENT OF VOTING INTEREST IN THE ACQUIRED 53 ENTITY SEE %8!-0,% IS HELD
³ ³ ³
³
! $)2%#4,9 BY FOREIGN PARENTS
" $)2%#4,9 BY EXISTING 53 AFFILIATES OF THE FOREIGN PARENTS
# $)2%#4,9 BY OTHER 53 ENTITIES
$ $)2%#4,9 BY OTHER FOREIGN ENTITIES EACH HOLDING LESS THAN PERCENT VOTING INTEREST IN THE ACQUIRED ENTITY
³ ³ ³ ³
³ ³ ³ ³
³ ³ ³ ³
4OTAL OF ! THROUGH $ MUST SUM TO £ ä ä ° ä
%8!-0,%
$IFFERENT 4YPES OF /WNERSHIP
DIRECT BY OTHER FOREIGN ENTITY
DIRECT BY 53 AFFILIATE
DIRECT BY FOREIGN PARENT
/THER &OREIGN %NTITY
&OREIGN #OMPANY 8
&OREIGN #OMPANY 8
&OREIGN 0ARENT
&OREIGN 0ARENT
&OREIGN
&OREIGN
5NITED 3TATES
9VOTING INTEREST
!
VOTING INTEREST
%XISTING 53 !FFILIATES
5NITED 3TATES
$
VOTING INTEREST
9
:
:VOTING INTEREST
DIRECT BY OTHER 53 ENTITY
%XISTING 53 !FFILIATES
/THER 53 %NTITY
# VOTING INTEREST
"
!CQUIRED 53 %NTITY
£ä $OES ANY ONE EXISTING 53 AFFILIATE $)2%#4,9 OWN MORE THAN PERCENT OF THE VOTING INTEREST IN THE ACQUIRED 53 ENTITY
.O
9ES
0LEASE PROVIDE THE LEGAL NAME AND ADDRESS OF THE EXISTING 53 AFFILIATE
Name
Street 1
Street 2
City
State
Zip
££ $OES ANY ONE FOREIGN PARENT $)2%#4,9 OWN AT LEAST PERCENT OF THE VOTING INTEREST IN THE EXISTING 53 AFFILIATE IDENTIFIED IN £ä
9ES
0LEASE PROVIDE AN ORGANIZATIONAL CHART IF THERE ARE OTHER EXISTING 53 AFFILIATES IN ADDITION TO THE ONE IDENTIFIED ABOVE
.O
.UMBER OF
&OREIGN 0ARENTS
£Ó (OW MANY FOREIGN PARENTS DIRECT AND INDIRECT THROUGH 53 AFFILIATES DOES THE ACQUIRED 53 ENTITY HAVE
./4% )F THERE IS MORE THAN ONE FOREIGN PARENT DIRECT ANDOR INDIRECT COMPLETE ʣΠTHROUGH ÊÓÊ FOR EACH ADDITIONAL FOREIGN PARENT ON SEPARATE PAGES
!DDITIONAL COPIES OF THESE PAGES MAY BE DOWNLOADED FROM WWWBEAGOVBE
&/2- "%
! 2%6
0AGE
0
"%
! n )DENTIFYING &OREIGN 0ARENT .UMBER ??? OF ???
./4% )F THERE IS MORE THAN ONE FOREIGN PARENT DIRECT ANDOR INDIRECT COMPLETE Ê£ÎÊ THROUGH ÊÓÊ FOR EACH ADDITIONAL FOREIGN PARENT ON SEPARATE PAGES
!DDITIONAL COPIES OF THESE PAGES MAY BE DOWNLOADED FROM WWWBEAGOVBE
)$%.4)&9).' 4(% &/2%)'. 0!2%.4
Ê£ÎÊ 7HAT IS THE NAME OF THIS FOREIGN PARENT HOLDING A DIRECT OR INDIRECT VOTING INTEREST IN THE ACQUIRED 53 ENTITY
)F THE FOREIGN PARENT IS AN INDIVIDUAL WRITE hINDIVIDUALv INSTEAD OF THE INDIVIDUALS NAME
Ê£{Ê 7HAT IS THE COUNTRY OF INCORPORATION OF THIS FOREIGN PARENT
,IWKHIRUHLJQSDUHQWIS AN INDIVIDUAL OR GOVERNMENT PROVIDE THE COUNTRY OF RESIDENCE
#OUNTRY OF &OREIGN 0ARENT
BEA USE ONLY
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Ê£xÊ 7HAT IS THE INDUSTRY CODE OF THIS FOREIGN PARENT 6HOHFW WKHFDWHJRU\EHORZ ZKLFK BEST DESCRIBES THE 02)-!29 DFWLYLW\RIWKH6,1*/(HQWLW\
NAMED AS THE FOREIGN PARENT $/ ./4 BASE THE CODE ON THE WORLDWIDE SALES OF ALL CONSOLIDATED VXEVLGLDULHVRIWKHIRUHLJQSDUHQW
-Industry Code-
Ài}Ê«>ÀiÌ IS THE &)234 ENTITY INCORPORATED OUTSIDE THE 5NITED 3TATES
PROCEEDING UP A CHAIN OF OWNERSHIP THAT HAS PERCENT OR MORE VOTING
INTEREST DIRECT OR INDIRECT IN THIS 53 AFFILIATE
%8!-0,%
&OREIGN 0ARENT $IRECTLY
/WNS !CQUIRED 53 %NTITY
&OREIGN #OMPANY 8
&OREIGN 0ARENT
&OREIGN
#OUNTRY OF RESIDENCE FOR INDIVIDUALS WHO DO NOT RESIDE IN THEIR COUNTRY
OF CITIZENSHIP IS DETERMINED USING THE FOLLOWING GUIDELINES
5NITED 3TATES
)NDIVIDUALS WHO RESIDE OR EXPECT TO RESIDE OUTSIDE THEIR
COUNTRY OF CITIZENSHIP FOR LESS THAN ONE YEAR ARE CONSIDERED TO
BE RESIDENTS OF THEIR COUNTRY OF CITIZENSHIP
)NDIVIDUALS WHO RESIDE OR EXPECT TO RESIDE OUTSIDE THEIR
COUNTRY OF CITIZENSHIP FOR ONE YEAR OR MORE ARE CONSIDERED TO BE
RESIDENTS OF THE COUNTRY IN WHICH THEY ARE RESIDING EXCEPT AS
PROVIDED IN BELOW
)F AN OWNER OR EMPLOYEE OF A BUSINESS ENTERPRISE RESIDES
OUTSIDE THE COUNTRY OF LOCATION OF THE ENTERPRISE FOR ONE YEAR
OR MORE FOR THE PURPOSE OF FURTHERING THE BUSINESS OF THE
ENTERPRISE AND THE COUNTRY OF THE BUSINESS ENTERPRISE IS THE
COUNTRY OF CITIZENSHIP OF THE OWNER OR EMPLOYEE THEN THE
OWNER OR EMPLOYEE IS CONSIDERED A RESIDENT OF THE COUNTRY
OF CITIZENSHIP PROVIDED HE OR SHE INTENDS TO RETURN WITHIN A
REASONABLE PERIOD OF TIME
)NDIVIDUALS AND MEMBERS OF THEIR IMMEDIATE FAMILIES WHO RESIDE
OUTSIDE THEIR COUNTRY OF CITIZENSHIP AS A RESULT OF EMPLOYMENT
BY THE GOVERNMENT OF THAT COUNTRY n DIPLOMATS CONSULAR
OFFICIAL MEMBERS OF THE ARMED FORCES ETC n ARE CONSIDERED TO
BE RESIDENTS OF THEIR COUNTRY OF CITIZENSHIP
0AGE
VOTING INTEREST
!CQUIRED 53 %NTITY
%8!-0,%
&OREIGN 0ARENT )NDIRECTLY /WNS !CQUIRED
53 %NTITY 4HROUGH %XISTING 53 !FFILIATE
&OREIGN #OMPANY 8
&OREIGN 0ARENT
&OREIGN
5NITED 3TATES
9VOTING INTEREST
%XISTING 53 !FFILIATES
9
:
:VOTING INTEREST
!CQUIRED 53 %NTITY
&/2- "%
! 2%6
"%
! n )DENTIFYING THE 5LTIMATE "ENEFICIAL /WNER FOR &OREIGN 0ARENT .UMBER ??? OF ???
)$%.4)&9).' 4(% 5,4)-!4% "%.%&)#)!, /7.%2 5"/
Ê£ÈÊ )S THIS FOREIGN PARENT ALSO THE ULTIMATE BENEFICIAL OWNER 5"/ 3EE %8!-0,%3 AND
s 4HE 5"/ IS THE ENTITY PROCEEDING UP THE OWNERSHIP CHAIN WHICH IS NOT MORE THAN PERCENT OWNED OR CONTROLLED BY ANOTHER ENTITY
s )F THE FOREIGN PARENT IS OWNED OR CONTROLLED MORE THAN PERCENT BY ANOTHER ENTITY THEN THE FOREIGN PARENT IS ./4 THE 5"/
9ES 3+)0 TO Ê £Ê
.O
Ê£ÇÊ 7HAT IS THE NAME OF THE ULTIMATE BENEFICIAL OWNER
)F THE 5"/ IS AN INDIVIDUAL WRITE hINDIVIDUALv INSTEAD OF THE INDIVIDUALS NAME
Ê£nÊ 7HAT IS THE COUNTRY OF INCORPORATION OF THE ULTIMATE BENEFICIAL OWNER
)F THE 5"/ IS AN INDIVIDUAL OR GOVERNMENT PROVIDE THE COUNTRY OF RESIDENCE
#OUNTRY OF 5"/
BEA USE ONLY
-Country-
Ê£Ê 7HAT IS THE INDUSTRY CODE OF THE ULTIMATE BENEFICIAL OWNER
3ELECT THE CATEGORY BELOW WHICH BEST REFLECTS THE CONSOLIDATED WORLDWIDE SALES OF THE 5"/ INCLUDING ALL MAJORITY
OWNED SUBSIDIARIES
s )F THE 5"/ IS AN INDIVIDUAL SELECT THE CATEGORY
)NDIVIDUAL
s $O NOT USE CODE UNLESS YOU RECEIVE PERMISSION FROM "%!
-Industry Code-
5LTIMATE BENEFICIAL OWNER MEANS THE ENTITY
PROCEEDING UP THE OWNERSHIP CHAIN THAT INCLUDES
THE FOREIGN PARENT WHICH IS NOT MORE THAN
PERCENT OWNED OR CONTROLLED BY ANOTHER ENTITY
%8!-0,% &OREIGN 0ARENT IS 5"/
%8!-0,% &OREIGN 0ARENT IS .OT 5"/
#OMPANY 8 5"/
#OMPANY 8
VOTING INTEREST
&OREIGN
&OREIGN 0ARENT 5"/
5NITED 3TATES
!CQUIRED 53 %NTITY
&/2- "%
! 2%6
VOTING INTEREST
&OREIGN 0ARENT
&OREIGN
5NITED 3TATES
!CQUIRED 53 !FFILIATE
0AGE
0
"%
! n !DDITIONAL )NFORMATION FOR &OREIGN 0ARENT .UMBER ??? OF ???
02)/2 /7.%23()0
ÓäÊ $ID THIS FOREIGN PARENT OR ITS EXISTING 53 AFFILIATES HOLD A DIRECT VOTING INTEREST IN THE ACQUIRED 53 ENTITY
IMMEDIATELY PRIOR TO THE ACQUISITION DATE REPORTED IN ÊÊ£ÊÊ
9ES
.O 3+)0 TO ÊÓ{Ê
0ERCENT OF 6OTING )NTEREST
Ó£Ê 7HAT WAS THE PERCENT OF DIRECT VOTING INTEREST TO A TENTH OF ONE PERCENT THAT THIS FOREIGN PARENT OR
ITS EXISTING 53 AFFILIATES HELD IN THE ACQUIRED 53 ENTITY PRIOR TO THE ACQUISITION DATE REPORTED IN ÊÊ£ÊÊ
-ONTH $AY
9EAR
ÊÓÓÊ 7HAT WAS THE DATE THAT THE VOTING INTEREST REPORTED IN ÊÓ£Ê WAS ACQUIRED
?? ?? ?? ?? ?? ?? ?? ??
ÊÓÎ 7HAT WAS THE VALUE OF THE INVESTMENT THIS FOREIGN PARENT OR ITS EXISTING 53 AFFILIATES HAD IN THE
"IL -IL 4HOUS $OLS
ACQUIRED 53 ENTITY PRIOR TO THE ACQUISITION DATE REPORTED IN ÊÊ£ÊÊ
%XCLUDE THE COST OF THE ACQUISITION THAT TOOK PLACE ON THE DATE REPORTED IN ÊÊ£ÊÊÊÊÊ
#522%.4 /7.%23()0
0ERCENT OF
6OTING )NTEREST
Ó{ 7HAT PERCENT OF THE VOTING INTEREST IN THE ACQUIRED 53 ENTITY DOES THIS FOREIGN PARENT HOLD $)2%#4,9
³ ³ ³
³
42!.3!#4)/. ).&/2-!4)/.
"IL -IL 4HOUS $OLS
ÓxÊ 7HAT WAS THE TOTAL COST TO THIS FOREIGN PARENTS AFFILIATED FOREIGN GROUP SEE %8!-0,%
AND ITS 53 AFFILIATES FOR THE ACQUISITION THAT OCCURRED ON THE DATE REPORTED IN
s )NCLUDE THE COST OF VOTING AND NON
VOTING EQUITY INTERESTS
s %XCLUDE THE COST TO ANY 53 ENTITY THAT IS NOT AFFILIATED WITH THIS FOREIGN PARENT
!FFILIATED &OREIGN 'ROUP
%8!-0,%
2EPEATED FROM PAGE
&OREIGN #OMPANY 8
&OREIGN 0ARENT
&OREIGN #OMPANY 9
&OREIGN #OMPANY :
&OREIGN
5NITED 3TATES
!CQUIRED 53 %NTITY
&OREIGN COMPANIES 8 9 AND
: AND THE FOREIGN PARENT
COMPRISE THE AFFILIATED FOREIGN
GROUP IN THIS EXAMPLE
!FFILIATED FOREIGN GROUP MEANS
THE FOREIGN PARENT
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ENTITY BELOW IT UP TO AND INCLUDING THAT ENTITY WHICH IS NOT
OWNED MORE THAN PERCENT BY ANOTHER FOREIGN ENTITY AND
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TO BE AN ASSOCIATED GROUP
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!N INCORPORATED BUSINESS ENTERPRISE AND ITS DOMESTIC SUBSIDIARIES
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)NDIVIDUALS WHO RESIDE OR EXPECT TO RESIDE OUTSIDE THEIR
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PROVIDED IN BELOW
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OUTSIDE THE COUNTRY OF LOCATION OF THE ENTERPRISE FOR ONE YEAR
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COUNTRY OF CITIZENSHIP OF THE OWNER OR EMPLOYEE THEN THE
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OF CITIZENSHIP PROVIDED HE OR SHE INTENDS TO RETURN WITHIN A
REASONABLE PERIOD OF TIME
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s )N A GENERAL OR LIMITED PARTNERSHIP VOTING INTEREST IS PRESUMED TO
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ARE PRESUMED TO HAVE ZERO VOTING INTEREST UNLESS OTHERWISE STATED IN
THE PARTNERSHIP AGREEMENT
s )N THE CASE OF A LIMITED LIABILITY CORPORATION ,,# VOTING INTEREST
IS PRESUMED TO BE DIVIDED EQUALLY BETWEEN THE MEMBERS OWNERS
UNLESS OTHERWISE STATED IN THE ARTICLES OF ORGANIZATION OR IN THE
OPERATING AGREEMENT
)NDIVIDUALS AND MEMBERS OF THEIR IMMEDIATE FAMILIES WHO RESIDE
OUTSIDE THEIR COUNTRY OF CITIZENSHIP AS A RESULT OF EMPLOYMENT
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| File Type | application/pdf |
| File Title | BE-13A: Survey of New Foreign Direct Investment in the United States |
| Subject | BE-13A, Survey of New Foreign Direct Investment in the United States, Survey of New FDIUS, November 2014, Bureau of Economic Ana |
| Author | Bureau of Economic Analysis |
| File Modified | 2016-08-09 |
| File Created | 2016-08-09 |