Form 12b-25 - Notification of late filing

Forms and Documents

Document Name	Status
Form SEC 1344 Form 12b-25 - Notification of late filing Form and Instruction	Modified
secsorn6.pdf Supplementary Document	2015-08-20
EDGAR PIA_Redacted.pdf Supplementary Document	2015-08-20
Form 12b-25.SS.2015.pdf Supporting Statement A	2015-08-20

IC Document Collections

IC ID	Document Title	Status
34163	Form 12b-25 - Notification of late filing Form and Instruction	Modified

ICR Details

OMB Control No: 3235-0058	ICR Reference No: 201508-3235-004
Status: Historical Active	Previous ICR Reference No: 201205-3235-003
Agency/Subagency: SEC	Agency Tracking No: CF-270-71
Title: Form 12b-25 - Notification of late filing
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 10/13/2015
	Date Received in OIRA: 08/26/2015
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	10/31/2018	36 Months From Approved	10/31/2015
Responses	4,456	0	7,799
Time Burden (Hours)	11,140	0	19,498
Cost Burden (Dollars)	0	0	0

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Abstract: Form 12b-25 is filed by issuers of securities to extend the time for furnishing information pursuant to the Exchange Act or Investment Company Act.

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Authorizing Statute(s): US Code: 15 USC 78m 78o(d), 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 80a et esq. Name of Law: Investment Company Act of 1940
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 27798	05/14/2015
30-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 50881	08/21/2015
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Form 12b-25 - Notification of late filing	SEC 1344	Form 12b-25

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	4,456	7,799	0	0	-3,343	0
Annual Time Burden (Hours)	11,140	19,498	0	0	-8,358	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The decrease of (-8,358) burden hours is due to a decrease in the number of Form 12b-25s filed with the Commission.

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Annual Cost to Federal Government: $1,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/26/2015

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