Form N-17f-2 (17 CFR 274.220), "Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies," filed pursuant to Investment Company Act Rule 17f-2

Forms and Documents

Document Name	Status
Form SEC2198 Form N-17f-2, "Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies," filed pursuant to Investment Company Act Rule Form and Instruction	Modified
Supporting Statement N-17F-2.pdf Supporting Statement A	2014-11-05

IC Document Collections

IC ID	Document Title	Status
34914	Form N-17f-2, "Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies," filed pursuant to Investment Company Act Rule Form and Instruction	Modified

ICR Details

OMB Control No: 3235-0360	ICR Reference No: 201410-3235-028
Status: Historical Active	Previous ICR Reference No: 201111-3235-007
Agency/Subagency: SEC	Agency Tracking No: IM-270-317
Title: Form N-17f-2 (17 CFR 274.220), "Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies," filed pursuant to Investment Company Act Rule 17f-2
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 02/10/2015
	Date Received in OIRA: 11/05/2014
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2018	36 Months From Approved	02/28/2015
Responses	752	0	972
Time Burden (Hours)	1,504	0	1,944
Cost Burden (Dollars)	0	0	0

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Abstract: Form N-17f-2 is the cover sheet for accountant examination certificates filed pursuant to rule 17f-2 under the Investment Company Act of 1940 by management investment companies maintaining custody of securities or other investments.

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Authorizing Statute(s): US Code: 15 USC 80a Name of Law: Investment Company Act of 1940
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 44068	07/29/2014
30-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 60202	10/06/2014
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Form N-17f-2, "Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies," filed pursuant to Investment Company Act Rule	SEC2198	Form N-17f-2

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	752	972	0	0	-220	0
Annual Time Burden (Hours)	1,504	1,944	0	0	-440	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated total annual burden has decreased from 1944 hours to 1504 hours. The decrease is attributable to a decrease in the number of annual filings per fund. Based on a review of filings, the number of funds filing Form N-17f-2 has decreased and the time to prepare the form has not changed.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/05/2014

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