The previous package included a separate guidance document concerning TrOOP balance transfers. That document can be found in the Medicare Prescription Drug Benefit Manual section 50.8.1 which is included in this PRA package.
This is a revision of an approved collection. Differences in the burden estimates (57,116 respondents (2013) vs 57,227 respondents (2010), 2,492,582 responses (2013) vs 248,018 responses (2010), and 5,205,128 hr (2013) vs 754,788 hr (2010)) are due to a number of factors. CMS implemented several improvements in the processes used to identify claims supplemental to Part D and, thus, significantly increased the number of N transactions created to report these claims payments to Part D plan sponsors. Therefore, plan sponsors receive and process a higher number of these transactions than were previously estimated.
Additionally, CMS, in conjunction with the industry and NCPDP, made a number of improvements to the ATBT process, including revising the scheduling of the transactions to increase the number of transactions occurring in the month immediately following the enrollment change and to incorporate three series of end-of-year transactions for all beneficiaries who changed plans during the contract year. This resulted in an increase in the overall volume of ATBT transactions from our previous estimates.
The implementation of enhancements to the eligibility query, including the addition of several new fields in the query response has improved the utility of the transaction for pharmacies and created an increase in the overall number of queries. Therefore, based on our current experience, the previous burden estimates associated with these queries was understated.
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.