Reporting and Recordkeeping Requirements for Importation of Nonroad Engines and Recreational Vehicles (Renewal)

Forms and Documents

Document Name	Status
Form 3520-21 Form 3520-21, Businesses Form and Instruction	Modified
Form 3520-8 Form 3520-8, Independent Commercial Importers of Nonroad CI Engines Form and Instruction	Modified
Form 3520-21 Form 3520-21, Individuals Form and Instruction	Modified
1723ss06.docx Supporting Statement A	2011-11-01

IC Document Collections

IC ID	Document Title	Status
24430	Form 3520-21, Businesses Form and Instruction	Modified
184206	Form 3520-8, Independent Commercial Importers of Nonroad CI Engines Form and Instruction	Modified
184205	Form 3520-21, Individuals Form and Instruction	Modified

ICR Details

OMB Control No: 2060-0320	ICR Reference No: 201111-2060-003
Status: Historical Active	Previous ICR Reference No: 200803-2060-004
Agency/Subagency: EPA/OAR	Agency Tracking No: 1723.06
Title: Reporting and Recordkeeping Requirements for Importation of Nonroad Engines and Recreational Vehicles (Renewal)
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/16/2011
	Date Received in OIRA: 11/07/2011
Terms of Clearance: In accordance with 5 CFR 1320, the information collection is approved for three years with the following additional terms of clearance. Prior to the resubmission of the collection, (1) EPA will study whether the collection of information is effective at ensuring the compliance of imported nonroad engines with Federal emissions requirements; and (2) During the development of this study, EPA will work directly with collection respondents to accurately assess the burden estimate including the number of respondents, burden hours, and costs associated with the collection.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2014	36 Months From Approved	12/31/2011
Responses	12,001	0	12,001
Time Burden (Hours)	6,029	0	6,029
Cost Burden (Dollars)	38,002	0	36,002

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Abstract: This ICR covers the burden associated with EPA Form 3520-21, a declaration form for importers of nonroad vehicles or engines into the United States, which identifies the regulated category and the provisions under which the importation is taking place. In addition, this ICR covers the possible burden of EPA Form 3520-8 if it comes to be used to request final importation clearance for Independent Commercial Importers of nonroad compression ignition engines, who would have to bring the engines into compliance and provide test results, comparable to the use of Form 8 for on-road vehicles as covered by OMB 2060-0095.

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Authorizing Statute(s): US Code: 42 USC 7522, 7601 Name of Law: Clean Air Act
   US Code: 42 USC 7521 et seq. Name of Law: Clean Air Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 38151	06/29/2011
30-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 68748	11/07/2011
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 3

IC Title	Form No.	Form Name
Form 3520-21, Individuals	3520-21	Engine Declarations Form
Form 3520-8, Independent Commercial Importers of Nonroad CI Engines	3520-8	Application for Final Admission of Nonconforming Imported Vehicle or Engine
Form 3520-21, Businesses	3520-21	Engine Declarations Form

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	12,001	12,001	0	0	0	0
Annual Time Burden (Hours)	6,029	6,029	0	0	0	0
Annual Cost Burden (Dollars)	38,002	36,002	0	0	2,000	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $67,199

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/07/2011

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