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Form SEC 1474 SEC 1474 Form 4 - Statement of Changes In Beneficial Ownership
ICR 201110-3235-009 · OMB 3235-0287 · Object 28092701.
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) OMB APPROVAL OMB Number: 3235-0287 Expires: November 30, 2011 Estimated average burden hours per response. . . . . . 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* 5. Relationship of Reporting Person(s) to Issuer 2. Issuer Name and Ticker or Trading Symbol (Check all applicable) (Last) (First) (Middle) (Street) (City) 1. Title of Security (Instr. 3) (State) (Zip) 2. Trans action Date (Month/ Day/ Year) 3. Date of Earliest Transcaction Required to be Reported (Month/Day/Year) 4. If Amendment, Date Original Filed(Month/Day/Year) Director Officer (give title below) 10% Owner Other (specify below) 6. Individual or Joint/Group Filing (Check Applicable Line) __Form filed by One Reporting Person __Form filed by More than One Reporting Person Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 2A. Deemed 3. Trans action Execution Date, if Code (Instr. 8) any (Month/ Day/Year) Code V 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) Amount (A) or (D) Price 6. Owner 7. Nature of 5. Amount of Indirect Securities ship Form: Beneficial Beneficially Owner Direct Owned ship Following (D) or Indirect Reported (I) Transaction (s) (Instr. 4) (Instr. 3 and 4) (Instr. 4) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (Over) SEC 1474 (01-05) FORM 4 (continued) Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative 2. Conver 3. Trans Security sion or action (Instr. 3) Exercise Date Price of Deri (Month/ vative Day/ Security Year) 3A.Deemed 4. Trans 5. Execution action Date, if Code (Instr. 8) any (Month/ Day/ Year) Number of Deriv ative Securities Ac quired (A) or Dis posed of (D) (Instr. 3, 4, and 5) Date Exer cisable Code V (A) 8. Price 9. Number 10.Owner 11. Nature of of deriv ship of Deriv ative Form of Indirect ative Secur Deriv Benefi Secur ities ative cial ity Bene Security: Owner (Instr. ficially Direct ship 5) Owned (D) or (Instr. 4) follow Indirect ing (I) Re (Instr. 4) Amount or ported Number of Transac tion Shares (s)(Instr. 4) 7. Title and Amount of 6. Date Exer Underlying Securities cisable and (Instr. 3 and 4) Expiration Date (Month/Day/ Year) (D) Expira tion Date Title Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2
| File Type | application/pdf |
| File Title | Form 4 |
| Subject | Sec1474, Date.modified: 2011-01-04 |
| Author | U.S. Securities and Exchange Commission |
| File Modified | 2011-01-04 |
| File Created | 2011-01-03 |