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FFIEC 041 Consolidated Reports of Condition and Income for Banks w
ICR 201106-7100-004 · OMB 7100-0036 · Object 25450601.
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DRAFT FOR JUNE 2011 FFIEC 041 Schedule RC-O – Other Data for Deposit Insurance and FICO Assessments All banks must complete items 1 and 2, 4 through 11, Memorandum items 1 and 5, and, if applicable, Memorandum items 2, 3, and 6 through 15 each quarter. 1. 2. 3. 4. Dollar Amounts in Thousands Total deposit liabilities before exclusions (gross) as defined in Section 3(l) of the Federal Deposit Insurance Act and FDIC regulations .......................... Total allowable exclusions, including interest accrued and unpaid on allowable exclusions ....................................................................................... Not applicable Average consolidated total assets .................................................................. a. Averaging method used (for daily averaging, enter 1; for weekly averaging, enter 2) ............................................................................... RCON Bil 7. 8. 9. 10. 11. 1 Average tangible equity1 ................................................................................. Holdings of long-term unsecured debt issued by other FDIC-insured depository institutions ...................................................................................... Unsecured “Other borrowings” with a remaining maturity of (sum of items 7.a through 7.d must be less than or equal to Schedule RC-M, items 5.b.(1)(a)-(d) minus item 10.b): a. One year or less ................................................................................... b. Over one year through three years ...................................................... c. Over three years through five years ..................................................... d. Over five years ..................................................................................... Subordinated notes and debentures with a remaining maturity of (sum of items 8.a through 8.d must equal Schedule RC, item 19): a. One year or less ................................................................................... b. Over one year through three years ...................................................... c. Over three years through five years ..................................................... d. Over five years ..................................................................................... Reciprocal brokered deposits (included in Schedule RC-E, part I, Memorandum item 1.b) ................................................................................... Banker’s bank certification: Does the reporting institution meet both the statutory definition of a banker’s bank and the business conduct test set forth in FDIC regulations? If the answer to item 10 is “YES,” complete items 10.a and 10.b. a. Banker’s bank deduction ...................................................................... b. Banker’s bank deduction limit ............................................................... Custodial bank certification: Does the reporting institution meet the definition of a custodial bank set forth in FDIC regulations? ............................................................................... If the answer to item 11 is “YES,” complete items 11.a and 11.b. a. Custodial bank deduction ..................................................................... b. Custodial bank deduction limit .............................................................. Thou F236 F237 K652 Number K653 Bil 5. 6. Mil Mil Thou K654 K655 G465 G466 G467 G468 G469 G470 G471 G472 G803 YES NO K656 Bil Mil Thou K657 K658 YES NO K659 Bil Mil K660 K661 Tangible equity is defined as Tier 1 capital as set forth in the banking agencies’ regulatory capital standards and reported in Schedule RC-R, item 11. Thou DRAFT FOR JUNE 2011 Schedule RC-O – Continued FFIEC 041 DRAFT FOR JUNE 2011 FFIEC 041 Schedule RC-O – Continued Amounts reported in Memorandum items 6 through 9, 14, and 15 will not be made available to the public on an individual institution basis. Memoranda Dollar Amounts in Thousands Memorandum items 6 through 12 are to be completed by “large institutions” and “highly complex institutions” as defined in FDIC regulations. 6. Criticized and classified items: a. Special mention .................................................................................... b. Substandard ......................................................................................... c. Doubtful ................................................................................................ d. Loss ...................................................................................................... 7. “Nontraditional 1-4 family residential mortgage loans” as defined for assessment purposes only in FDIC regulations ............................................. 8. “Subprime consumer loans” as defined for assessment purposes only in FDIC regulations ............................................................................................. 9. “Leveraged loans and securities” as defined for assessment purposes only in FDIC regulations ......................................................................................... 10. Commitments to fund construction, land development, and other land loans secured by real estate: a. Total unfunded commitments ............................................................... b. Portion of unfunded commitments guaranteed or insured by the U.S. government (including the FDIC) ................................................. 11. Amount of other real estate owned recoverable from the U.S. government under guarantee or insurance provisions (excluding FDIC loss-sharing agreements) .................................................................................................... 12. Nonbrokered time deposits of more than $250,000 (included in Schedule RC-E, Memorandum item 2.d) ........................................................ Memorandum item 13.a is to be completed by “large institutions” and “highly complex institutions” as defined in FDIC regulations. Memorandum items 13.b through 13.g are to be completed by “large institutions” only. 13. Portion of funded loans guaranteed or insured by the U.S. government (excluding FDIC loss-sharing agreements): a. Construction, land development, and other land loans secured by real estate ............................................................................................. b. Loans secured by multifamily residential and nonfarm nonresidential properties .............................................................................................. c. Closed-end loans secured by first liens on 1-4 family residential properties .............................................................................................. d. Closed-end loans secured by junior liens on 1-4 family residential properties and revolving, open-end loans secured by 1-4 family residential properties and extended under lines of credit ..................... e. Commercial and industrial loans .......................................................... f. Credit card loans to individuals for household, family, and other personal expenditures .......................................................................... g. Other consumer loans (includes other revolving credit plans, automobile loans, single payment, installment, and all student loans) Memorandum items 14 and 15 are to be completed by “highly complex institutions” as defined in FDIC regulations. 14. Amount of the institution’s largest counterparty exposure .............................. 15. Total amount of the institution’s 20 largest counterparty exposures .............. RCON K663 K664 K665 K666 K675 K667 K668 K676 K677 K669 K678 K679 K680 K681 K682 K670 K671 K672 K673 K674 Bil Mil Thou
| File Type | application/pdf |
| File Title | Schedule RC-O – Other Data for Deposit Insurance and FICO Assessments |
| Author | rstorch |
| File Modified | 2011-06-14 |
| File Created | 2011-06-14 |