Application for Determination for Adopters of Master or Prototype or Volume Submitter Plans

Forms and Documents

Document Name	Status
Form Form 5307 Application for Determination for Adopters of Master or Prototype or Volume Submitter Plans Form	Modified
SS_Form_5307_REV.doc Supporting Statement A	2011-03-03
Expiration Explanation.doc Supplementary Document	2011-02-15

IC Document Collections

IC ID	Document Title	Status
17114	Application for Determination for Adopters of Master or Prototype or Volume Submitter Plans Form	Modified

ICR Details

OMB Control No: 1545-0200	ICR Reference No: 201102-1545-017
Status: Historical Active	Previous ICR Reference No: 200711-1545-030
Agency/Subagency: TREAS/IRS	Agency Tracking No: jg-0200-017
Title: Application for Determination for Adopters of Master or Prototype or Volume Submitter Plans
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/23/2011
	Date Received in OIRA: 03/16/2011
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2014	36 Months From Approved	05/31/2011
Responses	100,000	0	100,000
Time Burden (Hours)	5,139,000	0	5,115,000
Cost Burden (Dollars)	0	0	0

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Abstract: This form is filed by employers or plan administrators who have adopted a prototype plan approved by the IRS National Office or a regional prototype plan approved by the IRS District Director to obtain a ruling that the plan adopted is qualified under IRC sections 401(a) and 501(a). It may not be used to request a letter for a multiple employer plan.

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Authorizing Statute(s): US Code: 26 USC 401(a) Name of Law: Requirements for qualification
   US Code: 26 USC 501(a) Name of Law: Exemption from taxation
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	75 FR 61243	10/04/2010
30-day Notice:	Federal Register Citation:	Citation Date:
	75 FR 14458	03/16/2011
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Application for Determination for Adopters of Master or Prototype or Volume Submitter Plans	Form 5307	Application for Determination for Adopters of Master or Prototype or Volume Submitter Plans

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	100,000	100,000	0	0	0	0
Annual Time Burden (Hours)	5,139,000	5,115,000	0	0	24,000	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Burden was adjusted to correct a previously inconsistent calculation.

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Annual Cost to Federal Government: $167,212

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/16/2011

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