Form 40-F

Forms and Documents

Document Name	Status
Form SEC 2285 Form 40-F Form and Instruction	Modified
Justification for Termination of etc. 34-55005.doc Justification for No Material/Nonsubstantive Change	2007-04-19

IC Document Collections

IC ID	Document Title	Status
34962	Form 40-F Form and Instruction	Modified

ICR Details

OMB Control No: 3235-0381	ICR Reference No: 200704-3235-010
Status: Historical Inactive	Previous ICR Reference No: 200701-3235-038
Agency/Subagency: SEC	Agency Tracking No: 270-335
Title: Form 40-F
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Improperly submitted and continue	Conclusion Date: 07/24/2007
	Date Received in OIRA: 04/23/2007
Terms of Clearance: This request for approval of a nonsubstantive and nonmaterial change should have been submitted as a complete ICR associated with a proposed rule to ensure continuing approval for the Commissions existing regulations.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2008	04/30/2008	04/30/2008
Responses	220	0	220
Time Burden (Hours)	23,492	0	23,492
Cost Burden (Dollars)	28,190,400	0	28,190,400

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Abstract: Form 40-F is filed by Canadian issuers that are eligible to use the Multijurisdictional Disclosure System ("MJDS") in order to register a class of securities under Section 12(g) of the Exchange Act or to satisfy their annual report obligations pursuant to Sections 13 and 15(d) of the Exchange Act.

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Authorizing Statute(s): US Code: 15 USC 77f, 77g, 77j, 77s Name of Law: Securities Act of 1933
   US Code: 15 USC 78c(b), 78l, 78m, 78w, 78mm Name of Law: Securities Exchange Act of 1934
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
3235-AJ64	Final or interim final rulemaking	71 FR 76581	12/21/2006

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Form 40-F	SEC 2285	Form 40-F

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Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Changing Regulations

Short Statement: Changes are due to Reproposed Rule 34-55005.

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Annual Cost to Federal Government: $37,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/23/2007

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