HUD 96010 Logic Model

Logic Model

U.S. Department of Housing
and Urban Development
Office of Departmental Grants Management and Oversight

Policy
Priorities

Problem,
Need,
Situation

1

Service or Activity

2

Policy

3
Planning

Benchmarks

Strengthen communities.

4.

Ensure equal opportunity in housing.

Outcomes

Output Goal

Output
Result

Achievement
Outcome Goals

End Results

4

5

6

7

Intervention
Short Term

Measurement Reporting
Tools

Evaluation
Process

8

9

Impact

Accountability

a.
b.
c.
d.
e.

Intermediate
Term

a.
b.
c.
d.
e.

Long Term

a.
b.
c.
d.
e.

HUD’s Strategic Goals
1.
Increase homeownership opportunities.
2.
Promote decent affordable housing.
3.

(exp. 12/31/2006)

Component
Name:________________________________________________________________

Program
Name:__________________________________________________________
Strategic
Goals

OMB Approval No. 2535-0114

5.

Embrace high standards of ethics, management, and accountability.

6.

Promote participation of grass-roots faith-based and other community-based organizations.

Policy Priorities
1.
Providing Increased Homeownership and Rental Opportunities for Low- and Moderate-Income Persons, Persons with Disabilities, the Elderly,
Minorities, and Families with Limited English Proficiency.
2.
Improving the Quality of Life in our Nation’s Communities.
3.
Encouraging Accessible Design Features.
4.
Providing Full and Equal Access to Grass-Roots Faith-Based and Other Community-Based Organizations in HUD Program Implementation.
5.
Participation of Minority-Serving Institutions in HUD programs
6.
Ending Chronic Homelessness within Ten Years.
7.
Removal of Barriers to Affordable Housing.

form HUD-96010 (11/2003)

Logic Model Instructions

U.S. Department of Housing
And Urban Development
Office of Departmental Grants
Management and Oversight

OMB Approval No. 2535-0114
(exp. 12/31/2006)

The public reporting burden for this collection of information for the Logic Model is estimated to
average 18 hours per response for applicants, including the time for reviewing instructions, searching
existing data sources, gathering and maintaining the data needed, and completing and reviewing the
collection of information and preparing the application package for submission to HUD. HUD may not
conduct, and a person is not required to respond to, a collection of information unless the collection
displays a valid control number. Send comments regarding this burden estimate or any other aspect of
this collection of information, including suggestions to reduce this burden, to the Reports Management
Officer, Paperwork Reduction Project, in the Office of Information Technology, U.S. Department of
Housing and Urban Development, Washington, DC 20410-3600. When providing comments, please
refer to OMB Approval No. 2535-0114.
The information submitted in response to the Notice of Funding Availability for the Logic Model is
subject to the disclosure requirements of the Department of Housing and Urban Development Reform
Act of 1989 (Public Law 101-235, approved December 15, 1989, 42 U.S.C. 3545).

Instructions:
Responses to rating factor five should be in this format. Your response should be in bullet
format rather than narrative. Please read each NOFA carefully to ensure the performance
measures requested for this factor are reflected on the logic model form.
Program Name: The HUD funding program under which you are applying. If you are
applying for a component of a program please include the Program Name as well as the
Component Name.
Component Name: The HUD funding program under which you are applying.

Column 1: HUD’s Strategic Goals: Indicate in this column the number of the goal(s)
that your proposed service or activity is designed to achieve. HUD’s strategic goals are:
1.
2.
3.
4.
5.
6.

Increase homeownership opportunities.
Promote decent affordable housing.
Strengthen communities.
Ensure equal opportunity in housing.
Embrace high standards of ethics, management, and accountability.
Promote participation of grass-roots faith-based and other community-based
organizations.

Policy Priority: Indicate in this column the number of the HUD Policy Priority(ies), if
any, your proposed service or activity promotes. Applicants are encouraged to undertake
specific activities that will assist the Department in implementing its Policy Priorities.
HUD’s Policy Priorities are:
form HUD-96010-I (11/2003)

i

1. Providing Increased Homeownership and Rental Opportunities for Low- and
Moderate-Income Persons, Persons with Disabilities, the Elderly, Minorities, and
Families with Limited English Proficiency.
2. Improving the Quality of Life in our Nation’s Communities.
3. Encouraging Accessible Design Features.
4. Providing Full and Equal Access to Grass-Roots Faith-Based and Other
Community-Based Organizations in HUD Program Implementation.
5. Participation of Minority-Serving Institutions in HUD Programs.
6. Ending Chronic Homelessness within Ten Years.
7. Removal of Barriers to Affordable Housing.

Column 2: Problem, Need, or Situation: Provide a general statement of need that
provides the rationale for the proposed service or activity.

Column 3: Service or Activity: Identify the activities or services that you are
undertaking in your work plan, which are crucial to the success of your program. Not
every activity or service yields a direct outcome.

Column 4 and Column 5: Benchmarks: These columns ask you to identify
benchmarks that will be used in measuring the progress of your services or activities.
Column 4 asks for specific interim or final products (called outputs) that you establish for
your program’s services or activities. Column 5 should identify the results associated
with the product or output. These may be numerical measures characterizing the results
of a program activity, service or intervention and are used to measure performance.
These outputs should lead to targets for achievement of outcomes. Results should be
represented by both the actual # and % of the goal achieved.
Column 4: Benchmarks/Output Goal: Set quantifiable output goals, including
timeframes. These should be products or interim products, which will allow you
and HUD to monitor and assess your progress in achieving your program
workplan.
Column 5: Benchmark/ Output Result: Report actual result of your
benchmarks. The actual result could be number of housing units developed or
rehabilitated, jobs created, or number of persons assisted. Outputs may be short,
intermediate or long-term. (Do not fill out this section with the application)

Column 6 and Column 7: Outcomes: Column 6 and Column 7 ask you to report on
your expected and actual outcomes – the ultimate impact you hope to achieve. Column 6
asks you to identify outcomes in terms of the impact on the community, people’s lives,
changes in economic or social status, etc. Column 7 asks for the actual result of the
outcome measure listed in Column 6, which should be updated as applicable.

form HUD-96010-I (11/2003)

ii

Column 6: Outcomes/ Goals: Identify the outcomes that resulted in broader
impacts for individuals, families/households, and/or the community. For example,
the program may seek to improve the environmental conditions in a
neighborhood, increase affordable housing, increase the assets of a low-income
family, or improve self-sufficiency.
Proxy Outcome(s): Often direct measurement of the intended outcome is difficult
or even impossible -- to measure. In these cases, applicants/grantees should use
a proxy or surrogate measure that corresponds with the desired outcome. For
example, improving quality of life in a neighborhood could be measured by a
proxy indicator such as increases in home prices or decreases in crime. Training
programs could be measured by the participant’s increased wages or reading
skills. The person receiving the service must meet eligibility requirements of the
program.
Column 7: Outcomes/Actual Result: Identify specific achievements of
outcomes listed in Column 6. (Do not fill out this section with the application)

Column 8: Measurement Reporting Tools: (a) List the tools used to track output or
outcome information (e.g., survey instrument; attendance log; case report; pre-post test;
waiting list; etc); (b) Identify the place where data is maintained, e.g. central database;
individual case records; specialized access database, tax assessor database; local precinct;
other; (c) Identify the location, e.g. on-site; subcontractor; other; (d) Indicate how often
data is required to be collected, who will collect it and how often data is reported to
HUD; and (e) Describe methods for retrieving data, e.g. data from case records is
retrieved manually, data is maintained in an automated database. This tool will be
available for HUD review and monitoring and should be used in submitting reporting
information.
Column 9: Evaluation Process: Identify the methodology you will periodically use to
assess your success in meeting your benchmark output goals and output results, outcomes
associated to the achievement of the purposes of the program, as well as the impact that
the work has made on the individuals assisted, the community, and the strategic goals of
the Department. If you are not meeting the goals and results projected for your
performance period, the evaluation process should be used as a tool to ensure that you
can adjust schedules, timing, or business practices to ensure that goals are met within
your performance period.

form HUD-96010-I (11/2003)

iii